法律通知制度

直接转矩’s 法律通知制度 (镜头) service offers access to a comprehensive online library of notices that are published and furnished by third-party agents, courts and security issuers.

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  镜头服务, developed for 直接转矩 participants, enables users to search for notices by CUSIP, 关键字, notice type or 镜头 document number. Once the user locates the desired notice, it may view, 下载 or e-mail it. Users can also do bulk 下载s of all recently posted notices.

• 谁可以使用该服务

  直接转矩 participants can use the service. Non-participants may also be eligible to use the service by special agreement and fee schedule; please contact 数据服务 欲知详情.

• 好处

  As a centralized information service, 镜头是一个高效的, cost-effective and customizable data resource for users.

• 服务如何运作

  Prospective users must register for the 镜头 service. Once approved for 镜头 web service access, users can search for notices by CUSIP, 关键字 (such as company name), notice type or 镜头 document number. Once the system locates the desired notice, a user can view, 下载 or email it. Users can also do bulk 下载s of all recently posted notices.

  To keep abreast of particular notices of interest, users may register to get free email alerts customized to their business needs. By setting appropriate filters, users receive email alerts either daily or weekly when notices meeting their criteria are posted to 镜头. Alerts can be set for specific notice categories or particular CUSIPs.

  Informational notices received by 直接转矩 as holder of record on depository-eligible securities via its nominee CEDE & Co. are posted to 镜头 for reference purposes.

  The 镜头 library contains notices categorized as follows:

  法律(LG)

  • 证券持有人须知
  • 破产
  • 诉讼/集体诉讼
  • 违约
  • Letter of Credit Substitution
  • 成本的基础上
  • 异议
  • 转换
  • 其他

  转让代理人(TA)

  • Notification under Rule 17Ad – 16 of the SEC Act of 1934

  税务资讯(TX)

  • 国内(U.S. Securities); including Section 19 Notices
  • 外国(非美国.S. 证券)转让代理人

  伦敦银行间拆放款利率替换(LR)

  • 伦敦银行间拆放款利率 Replacement 率 Detail

  While email alerts are free of charge, a per-notice fee is assessed if a user chooses to view, 下载, or email a notice from the 镜头 service. 直接转矩 member firms wishing to access 镜头 notices on a frequent, ongoing basis may find it more cost effective to become a monthly 镜头 subscriber; please refer to 镜头 Pricing information for subscription pricing details.

• 镜头 Pricing for 直接转矩 Participants

  直接转矩 participants can elect to access notices on a per-notice or subscription basis. A subscription offers unlimited viewing and 下载ing of notices for a fixed fee.

  服务水平	描述	率
  获取通知	Viewing or 下载ing of a notice during a single user's online session.	$21 每个通知
  在支付账单上 你选择基础	E-mail a notice to one or more recipients.	$21 每个收件人
  订阅	Unlimited viewing and/or 下载ing of notice(s) by multiple users. E-mail a notice to one or more recipients.	$2,000 a month per Participant number $21 每个收件人

• 了解更多信息

  To request additional information, please contact your Account Manager, Relationship Manager or 点击这里.